Senior Compliance Officer- Private Bank - (14083134)

Company Name:
Paramount Solutions Inc


This is a SVP position reporting to the Head of Compliance for CPB LatAm.
Advisory support for the CPB LatAm Front Office, both offshore teams (Bankers, Relationship Officers, Service Teams and Supervisory Principals) and onshore bankers in Brazil and Mexico. Compliance support for the LatAm Business Managers, Product Heads and Fraud Manager
Responsible for providing specialist support/advice to the LatAm and North America Banking Teams, Service Teams, Account Opening Hub and KYC Quality Assurance.
Coordinate with Compliance teams outside the US covering CPB LATAM
Assist the Business with adhering to relevant Citi policies, procedures and control requirements
Conduct the compliance monitoring and review framework for the front office to evaluate the continued adequacy of the Business' compliance environment and proactively identify areas of concern. This includes, but is not limited to:
Ensuring compliance risks are identified, assessed, monitored, controlled and reported through business specific procedures
Overseeing corrective action processes and related project administration
Identifying, monitoring and assessing business risks
Evaluating other management reports as well as audit and regulatory exam results
Identifying/investigating unusual trends or activity that can be indicative of compliance problems and communicate/escalate as necessary, including recommending practical solutions to compliance issues.
Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance requirements into written policies/procedures and new product/process proposals.
Assisting the Business in assessing new or changed laws and regulations to determine their impact on processes, procedures and information systems.
Providing value-added recommendations to improve the control environment
Report significant issues to senior Business and Compliance management
Review client AML risk profiles
Assist with the content, implementation and delivery of compliance training
Interface with senior management, audit and regulators
Implementing and completing special projects, providing support to enterprise initiatives and leading Compliance initiatives
Working closely with other control groups such as business risk and control, legal, risk management and audit
Optimizing the compliance and control environment by assisting management in re-evaluating compliance control processes, expanding the use of automated tools, designing key risk indicators and enhancing the MIS/metrics used by senior compliance and business management to effectively monitor ongoing activities


7+ years of experience in a regulatory, compliance, legal and/or control role.
Bachelor's degree, MBA/JD preferred
Fluent in Spanish, knowledge of Portuguese desired
Knowledge of banking and wealth management products and services, bank regulatory and compliance requirements, and KYC /AML laws and regulations
Exceptional reasoning and analytical skills
Ability to work proactively with control and business partners to address issues in an efficient and timely manner
Knowledge of exam management, regulatory compliance and audit
Experience with the analysis and control of cross border activities
Excellent organizational skills with the ability to lead initiatives and provide support for program planning, execution, tracking and communication
Strong risk assessment, analytical, decision making, interpersonal, presentation, and written/verbal communication skills
Ability to manage conflict, work under pressure, and work proactively without close supervision
Strong leader and team player, with excellent communication skills, able to partner with business and control partners to develop practical solutions

Job Posting : Mar 18, 2015, 3:23:47 PM
Primary Location : NAM-USA-NY-Long Island City
Other Locations : NAM-USA-NY-New York
Job Category : Compliance and Control
Education Level : Bachelor's Degree
Employee Status : Regular
Travel : Yes, 10 % of the Time

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